We are Fiduciaries
A fiduciary is a person or organization that is bound legally and ethically to act in the best interests of others. A fiduciary commitment is the highest legal duty of one party to another. As investment advisors, we knowingly accept the fiduciary responsibility that requires us to act in the best interests of the party whose assets we manage, our clients. Our responsibility as a fiduciary is to always place the interest of the client ahead of the interest of Blue Rock Capital.
We provide fee-only Independent advice and managementBRC is a fee-only financial advisor, which is one who is compensated solely by the client with neither the advisor nor any related party receiving compensation that is contingent on the purchase or sale of a financial product. BRC does not utilize any alternative compensation scenarios such as mutual fund kick-backs, performance pay, nor any other form of compensation that is dependent on selling investment products. We are completely independent of any financial organization whose goal is to sell investment products such as annuities, insurance policies, specific mutual funds, private offerings or other such products, thus making us free from any potential conflict of interest between our clients and us. As a fee-only financial advisor, we offer an objective analysis of your financial situation and a completely unique solution designed for your investment style and generated from the wide variety of investment options. Our fee schedule is:
Assets Under Management Annual % 0 - $1,000,000 0.50% In excess of $1,000,000 0.25% |
We never take custody of Client’s funds Blue Rock Capital, LLC will never take custody of the client’s funds or assets. All client assets are placed in qualified brokerage/custodial accounts which maintain custody of client funds. The custodian is responsible for the execution of trades and generating client quarterly reports. BRC maintains discretionary authority (trading authorization) for client accounts that are maintained with a qualified custodian so that we can provide day-to-day portfolio management services.
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Clients can choose to terminate our services at any timeAs provided in the Advisory Client Agreement, clients have the right to terminate this agreement at any time as deemed appropriate by the client, with no restrictions. No fees are incurred beyond those charged for services that have already been performed.
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We are not a brokerage firm or hedge fundA broker connects buyers and sellers and charges commissions for transactions. Blue Rock Capital, LLC is a Registered Investment Advisor and does not receive commissions for transactions. While we may in the future employ various hedging and "alternative" strategies for our clients, we are not a hedge fund. As a Registered Investment Advisor, we have a legally binding fiduciary duty to hold clients' interests above our own in all matters.
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Questions?
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